SEC Compliance Consultants Inc

SEC Compliance Consultants, Inc. (SEC3) helps organizations bridge the SEC compliance knowledge gap. SEC3 is a regulatory compliance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC3 specializes in SEC, FINRA, CFTC, NFA and other securities regulations. Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators.For more information about our services, please visit www.seccc.com or contact us at info@seccc.com.

Website: seccc.com

Employees: 20 - 49

HQ: 212-706-4029

Location: New York, NY, US

Revenue: 1 - 2.5 Million

Investment Adviser Regulation Hedge Funds Investment Company Regulation Private Equity Funds Investment Company Outsourced CCO Services Real Estate Funds CFTC/NFA Regulation Broker Dealer Regulation Director Training Personal Trading Compliance Financial Services Financial Advisory Services

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