Stephen Candela

Securities Compliance at SEC Compliance Consultants Inc - New York, NY, US

Stephen Candela's Contact Details
HQ
212-706-4029
Location
Company
SEC Compliance Consultants Inc
Stephen Candela's Company Details
SEC Compliance Consultants Inc logo, SEC Compliance Consultants Inc contact details

SEC Compliance Consultants Inc

New York, NY, US • 20 - 49 Employees
Financial Services

SEC Compliance Consultants, Inc. (SEC3) helps organizations bridge the SEC compliance knowledge gap. SEC3 is a regulatory compliance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC3 specializes in SEC, FINRA, CFTC, NFA and other securities regulations. Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators.For more information about our services, please visit www.seccc.com or contact us at info@seccc.com.

Investment Adviser Regulation Hedge Funds Investment Company Regulation Private Equity Funds Investment Company Outsourced CCO Services Real Estate Funds CFTC/NFA Regulation Broker Dealer Regulation Director Training Personal Trading Compliance Financial Services Financial Advisory Services
Details about SEC Compliance Consultants Inc
Frequently Asked Questions about Stephen Candela
Stephen Candela currently works for SEC Compliance Consultants, Inc. (SEC3).
Stephen Candela's role at SEC Compliance Consultants, Inc. (SEC3) is Securities Compliance.
Stephen Candela's email address is ***@seccc.com. To view Stephen Candela's full email address, please signup to ConnectPlex.
Stephen Candela works in the Financial Services industry.
Stephen Candela's colleagues at SEC Compliance Consultants Inc are Janaya Moscony, Jake Smith, Anna Bencrowsky, Julie Tallec, Jay Kumar, John Lukan and others.
Stephen Candela's phone number is ["8569124266"]
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