Ann Lut

Securities Compliance Examiner at U.S. Securities and Exchange Commission - Washington, DC, US

Ann Lut's Colleagues at U.S. Securities and Exchange Commission
Terry Moran

Senior Specialized Examiner-- Options and Derivatives, BDX

Contact Terry Moran

Kevin Christy

Exam Manager, Office of Compliance Inspections and Examinations

Contact Kevin Christy

Adam Bolter

Senior Counsel, Division of Investment Management

Contact Adam Bolter

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Ann Lut's Contact Details
HQ
800-877-8399
Location
Greater Chicago Area
Company
U.S. Securities and Exchange Commission
Ann Lut's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Ann Lut
Ann Lut currently works for U.S. Securities and Exchange Commission.
Ann Lut's role at U.S. Securities and Exchange Commission is Securities Compliance Examiner.
Ann Lut's email address is ***@sec.gov. To view Ann Lut's full email address, please signup to ConnectPlex.
Ann Lut works in the Financial Services industry.
Ann Lut's colleagues at U.S. Securities and Exchange Commission are Marta Fischl, Terry Moran, Mike Braden, Eric Phillips, Kevin Christy, Christopher Caprio, Adam Bolter and others.
Ann Lut's phone number is 800-877-8399
See more information about Ann Lut