Kathleen Shields

Senior Trial Counsel at U.S. Securities and Exchange Commission - Washington, DC, US

Kathleen Shields's Colleagues at U.S. Securities and Exchange Commission
Ria Stolle

Litigation Technology Specialist

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Kesha Allen

Administrative Specialist (Contractor

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Evan M.

Summer Intern - Enforcement - Foreign Corrupt Practices Act Unit

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Arthur Schmidt

Securities Compliance Examiner

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Kathleen Shields's Contact Details
HQ
800-877-8399
Location
Company
U.S. Securities and Exchange Commission
Kathleen Shields's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Kathleen Shields
Kathleen Shields currently works for Securities Exchange Commission.
Kathleen Shields's role at Securities Exchange Commission is Senior Trial Counsel.
Kathleen Shields's email address is ***@sec.gov. To view Kathleen Shields's full email address, please signup to ConnectPlex.
Kathleen Shields works in the Financial Services industry.
Kathleen Shields's colleagues at U.S. Securities and Exchange Commission are Kevin McGrath, Jim Bickerton, Ria Stolle, Kesha Allen, Titus Hampshire, Evan M., Arthur Schmidt and others.
Kathleen Shields's phone number is 800-877-8399
See more information about Kathleen Shields