Lucy Graetz

Division of Enforcement; Senior Staff Attorney at U.S. Securities and Exchange Commission - Washington, DC, US

Lucy Graetz's Colleagues at U.S. Securities and Exchange Commission
Kimberly Tonn

Attorney-Advisor, EXAMS IA/IC

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Arilya Romero

Administrative Support Professional III

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Jarret Roby

Securities Compliance Examiner

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BeLinda Mathie

Senior Attorney, Division of Enforcement

Contact BeLinda Mathie

Som Dalal

Senior Enforcement Counsel

Contact Som Dalal

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Lucy Graetz's Contact Details
HQ
800-877-8399
Location
Atlanta, Georgia, United States
Company
U.S. Securities and Exchange Commission
Lucy Graetz's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

Financial Services Federal Government Compliance Financial Advisory Services Federal Agencies Government
Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about Lucy Graetz
Lucy Graetz currently works for U.S. Securities and Exchange Commission.
Lucy Graetz's role at U.S. Securities and Exchange Commission is Division of Enforcement; Senior Staff Attorney.
Lucy Graetz's email address is ***@sec.gov. To view Lucy Graetz's full email address, please signup to ConnectPlex.
Lucy Graetz works in the Financial Services industry.
Lucy Graetz's colleagues at U.S. Securities and Exchange Commission are Robert Schroeder, Kimberly Tonn, Arilya Romero, Jarret Roby, David Baddley, BeLinda Mathie, Som Dalal and others.
Lucy Graetz's phone number is 800-877-8399
See more information about Lucy Graetz