Som Dalal

Senior Enforcement Counsel at U.S. Securities and Exchange Commission - Washington, DC, US

Som Dalal's Colleagues at U.S. Securities and Exchange Commission
Ann Lut

Securities Compliance Examiner

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Terry Moran

Senior Specialized Examiner-- Options and Derivatives, BDX

Contact Terry Moran

Kevin Christy

Exam Manager, Office of Compliance Inspections and Examinations

Contact Kevin Christy

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Som Dalal's Contact Details
HQ
800-877-8399
Location
Greater Chicago Area
Company
U.S. Securities and Exchange Commission
Som Dalal's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

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Frequently Asked Questions about Som Dalal
Som Dalal currently works for U.S. Securities and Exchange Commission.
Som Dalal's role at U.S. Securities and Exchange Commission is Senior Enforcement Counsel.
Som Dalal's email address is ***@sec.gov. To view Som Dalal's full email address, please signup to ConnectPlex.
Som Dalal works in the Financial Services industry.
Som Dalal's colleagues at U.S. Securities and Exchange Commission are Ann Lut, Marta Fischl, Terry Moran, Mike Braden, Eric Phillips, Kevin Christy, Christopher Caprio and others.
Som Dalal's phone number is 800-877-8399
See more information about Som Dalal