Todd Brody

Senior Trial Counsel at U.S. Securities and Exchange Commission - Washington, DC, US

Todd Brody's Colleagues at U.S. Securities and Exchange Commission
Diane Audino

Senior Securities Compliance Examiner, Office of Credit Ratings

Contact Diane Audino

Michael Abraizov

AML SME with QAU (Quantitative Analitics Unit)

Contact Michael Abraizov

Ashley Gauvin

Event and Emerging Risks Examination Team (EERT) at U.S. Securities and Exchange Commission

Contact Ashley Gauvin

Rachel Lavery

Senior Regulatory Counsel, Division of Examinations

Contact Rachel Lavery

View All Todd Brody's Colleagues
Todd Brody's Contact Details
HQ
800-877-8399
Location
Englewood, New Jersey, United States
Company
U.S. Securities and Exchange Commission
Todd Brody's Company Details

U.S. Securities and Exchange Commission

Washington, DC, US • 1000 - 4999 Employees
Financial Services

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.The SEC holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States. In addition to the Securities Exchange Act of 1934 that created it, the SEC enforces the Securities Act of 1933, the Trust Indenture Act of 1939, the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002 and other statutes. The SEC's five main divisions are: • Corporation Finance• Trading and Markets• Investment Management• Enforcement• Risk and Economic AnalysisThe SEC is looking for the brightest minds to solve difficult problems and help strengthen our team in order to better serve as the investor's advocate. We are currently seeking qualified applicants for numerous positions. Opportunities are located in the SEC's Washington, D.C. headquarters and in 11 regional offices in the United States.Disclaimer: http://ow.ly/5hB230oHjhr

Financial Services Federal Government Compliance Financial Advisory Services Federal Agencies Government
Details about U.S. Securities and Exchange Commission
Frequently Asked Questions about Todd Brody
Todd Brody currently works for U.S. Securities and Exchange Commission.
Todd Brody's role at U.S. Securities and Exchange Commission is Senior Trial Counsel.
Todd Brody's email address is ***@sec.gov. To view Todd Brody's full email address, please signup to ConnectPlex.
Todd Brody works in the Financial Services industry.
Todd Brody's colleagues at U.S. Securities and Exchange Commission are Diane Audino, Michael Abraizov, Michelle Heid, James Anastasia, Claudia Bonvicino, Ashley Gauvin, Rachel Lavery and others.
Todd Brody's phone number is 800-877-8399
See more information about Todd Brody